Regulatory disclosures
Governance and transparency form the foundation of our stewardship.
Licensing and how to verify us
Brandon Scott Smith holds the registrations below. Registration history, professional background, and any reported disciplinary information can be verified free of charge through FINRA BrokerCheck.
- FINRA CRD
- #6595107
- Virginia Insurance License
- #977146
- National Producer Number
- #17825248
Supervision and recordkeeping
In compliance with SEC Recordkeeping Rules and FINRA Rule 4511, all electronic communications and marketing materials are logged, reviewed, and retained for the period required by applicable laws. This includes audit trails for model usage, generation timestamps, and human editor approval workflows.
Affiliation disclosure
Securities and Investment Advisory Services offered through Simplicity Investments, Securities Dealer, Member FINRA/SIPC; TLG Advisors, Inc., Registered Investment Advisor, 475 Springfield Ave., Suite 1, Summit, NJ 07901. 303-797-9080.
Waypoint Wealth Services is not affiliated with Simplicity Investments.
Additional information
For additional information regarding registration status, advisory services, fees, conflicts of interest, and disciplinary history, please refer to:
No guarantee of results
Results are not assured through coordination. Past performance is no guarantee of future results. Investment involves risk, including the possible loss of principal. No strategy can assure a profit or protect against loss in a declining market. AI-generated outputs may contain errors, omissions, or inaccuracies and should be verified against official firm records.
AI and information technology disclosure
AI-assisted content on this site does not constitute investment, legal, or tax advice, and is reviewed and approved by a qualified supervisor prior to distribution, in accordance with FINRA Rule 3110 and Regulatory Notice 24-09.
Questions about any of this?
Call or email and a real person will walk you through it. Your accounts are held in your name at Fidelity or Charles Schwab. We never hold your money ourselves.